Bauerlein Alison's Form 4/A amendment
AmendedInogen Inc (INGN) · filed Dec 3, 2021
- Accession no.
- 0001209191-21-067949
- Filed
- Dec 3, 2021
- Trade date
- Dec 15, 2020
- Filing delay
- 353 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 16, 2020
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $349.5K. It was filed 353 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bauerlein AlisonCIK 0001596080 | Officer (EVP, Finance, & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2020 | Common Stock | MOption exerciseAcquired | +8,702 | $16.62 | +$144,627.24 | 41,172 | Direct | |
| Dec 15, 2020 | Common Stock | SSaleDisposed | −4,449 | $39.44 | −$175,468.56 | 36,723 | Direct | |
| Dec 15, 2020 | Common Stock | SSaleDisposed | −1,904 | $40.42 | −$76,959.68 | 34,819 | Direct | |
| Dec 15, 2020 | Common Stock | SSaleDisposed | −2,349 | $41.33 | −$97,084.17 | 32,470 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2020 | Common Stock | MOption exerciseDisposed | −8,702 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.