Brandenberger Ralph's Form 4 filing
Nkarta, Inc. (NKTX) · filed Dec 3, 2021
- Accession no.
- 0001209191-21-067867
- Filed
- Dec 3, 2021, 5:02 PM ET
- Trade date
- Dec 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $64.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brandenberger RalphCIK 0001853197 | Officer (Sr. VP, Technical Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +340 | $0.41 | +$139.4 | 340 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +405 | $4.77 | +$1,931.85 | 745 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +1,358 | $3.89 | +$5,282.62 | 2,103 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +2,037 | $3.89 | +$7,923.93 | 4,140 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −4,140 | $15.64F2 | −$64,749.6 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −340 | $0.00 | $0 | 7,707 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −405 | $0.00 | $0 | 9,190 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −1,358 | $0.00 | $0 | 30,784 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −2,037 | $0.00 | $0 | 46,176 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $15.26 to $16.10. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.