Dicks Allan's Form 4 filing
Onterris, Inc. (ONT) · filed Dec 2, 2021
- Accession no.
- 0001209191-21-067686
- Filed
- Dec 2, 2021
- Trade date
- Nov 30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.37M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dicks AllanCIK 0001817846 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | SSaleDisposed | −6,131 | $71.99 | −$441,370.69 | 31,869 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −4,519 | $72.89 | −$329,389.91 | 27,350 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −400 | $73.74 | −$29,496 | 26,950 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +38,000 | $8.58 | +$326,040 | 64,950 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −10,806 | $71.96 | −$777,599.76 | 54,144 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −9,507 | $72.84 | −$692,489.88 | 44,637 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −1,377 | $73.56 | −$101,292.12 | 43,260 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −38,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.