Hurd Jeffrey J's Form 4 filing
Equitable Holdings, Inc. (EQH) · filed Dec 2, 2021
- Accession no.
- 0001209191-21-067560
- Filed
- Dec 2, 2021
- Trade date
- Dec 1, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $475.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hurd Jeffrey JCIK 0001486195 | Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +3,535 | $18.74 | +$66,245.9 | 66,127.21 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +11,465 | $21.34 | +$244,663.1 | 77,592.21 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −5,628 | $31.07F3 | −$174,861.96 | 71,964.21 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −9,372 | $32.11F4 | −$300,934.92 | 62,592.21 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −3,535 | $0.00 | $0 | 251,298 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −11,465 | $0.00 | $0 | 239,833 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.