Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Dec 2, 2021
- Accession no.
- 0001209191-21-067558
- Filed
- Dec 2, 2021
- Trade date
- Nov 30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.82M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +8,250 | $19.08 | +$157,410 | 13,003 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −121 | $189.98 | −$22,987.58 | 12,882 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −4 | $191.29 | −$765.16 | 12,878 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −222 | $192.58 | −$42,752.76 | 12,656 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −200 | $194.62 | −$38,924 | 12,456 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −518 | $195.87 | −$101,460.66 | 11,938 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −356 | $197.31 | −$70,242.36 | 11,582 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −836 | $198.17 | −$165,670.12 | 10,746 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −678 | $199.25 | −$135,091.5 | 10,068 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −717 | $200.40 | −$143,686.8 | 9,351 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −338 | $201.23 | −$68,015.74 | 9,013 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −715 | $202.37 | −$144,694.55 | 8,298 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −465 | $203.79 | −$94,762.35 | 7,833 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −439 | $206.06 | −$90,460.34 | 7,394 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −353 | $207.19 | −$73,138.07 | 7,041 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −1,450 | $208.78 | −$302,731 | 5,591 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −879 | $209.81 | −$184,422.99 | 4,712 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −551 | $210.57 | −$116,024.07 | 4,161 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −100 | $211.75 | −$21,175 | 4,061 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −8,250 | $0.00 | $0 | 90,750 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.