Zippelius Peter's Form 4 filing
Catalent, Inc. (CTLT) · filed Dec 1, 2021
- Accession no.
- 0001209191-21-067384
- Filed
- Dec 1, 2021, 8:35 PM ET
- Trade date
- Nov 18-30, 2021
- Filing delay
- 13 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $387.9M. It was filed 13 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zippelius PeterCIK 0001775433 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | CConversionAcquired | +7,822,946 | $49.54 | +$387,555,785.49 | 7,822,946 | Indirect | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −3,000,000 | $129.30 | −$387,900,000 | 4,822,946 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | CConversionDisposed | −7,822,946 | $49.54 | −$19,062,198.88 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.