Cureton Kevin's Form 4 filing
Solesence, Inc. (SLSN) · filed Nov 30, 2021
- Accession no.
- 0001209191-21-067223
- Filed
- Nov 30, 2021, 8:09 PM ET
- Trade date
- Nov 26-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $134.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cureton KevinCIK 0001563513 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | MOption exerciseAcquired | +12,607 | $0.52 | +$6,555.64 | 38,257 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −12,607 | $3.50 | −$44,124.5 | 25,650 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +24,000 | $0.415 | +$9,960 | 49,650 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $0.52 | +$13,000 | 74,650 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −23,829 | $3.79 | −$90,311.91 | 50,821 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −24,000 | $0.415 | −$9,960 | 0 | Direct | |
| Nov 26, 2021 | Common Stock | MOption exerciseDisposed | −12,607 | $0.52 | −$6,555.64 | 0 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −50,000 | $0.52 | −$13,000 | 25,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.