Skip to main content

Smith Scott Andrew's Form 4 filing

BioAtla, Inc. (BCAB) · filed Nov 30, 2021

Accession no.
0001209191-21-067219
Filed
Nov 30, 2021
Trade date
Nov 22-24, 2021
Filing delay
8 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $39.9K. It was filed 8 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Scott AndrewCIK 0001614975Director, Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2021Common StockSSaleDisposed−430$26.24−$11,283.2351,295Direct
Nov 23, 2021Common StockSSaleDisposed−435$24.29−$10,566.15350,860Direct
Nov 23, 2021Common StockSSaleDisposed−249$26.04−$6,483.96350,611Direct
Nov 24, 2021Common StockSSaleDisposed−173$24.05−$4,160.65350,438Direct
Nov 24, 2021Common StockSSaleDisposed−160$25.00−$4,000350,278Direct
Nov 24, 2021Common StockSSaleDisposed−133$25.77−$3,427.41350,145Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)