Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Nov 30, 2021
- Accession no.
- 0001209191-21-067151
- Filed
- Nov 30, 2021
- Trade date
- Nov 26, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $454.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | MOption exerciseAcquired | +2,083 | $5.95 | +$12,393.85 | 6,144 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −185 | $215.00 | −$39,775 | 5,959 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −260 | $216.19 | −$56,209.4 | 5,699 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −331 | $217.36 | −$71,946.16 | 5,368 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −626 | $218.25 | −$136,624.5 | 4,742 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −412 | $219.25 | −$90,331 | 4,330 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −155 | $220.22 | −$34,134.1 | 4,175 | Direct | |
| Nov 26, 2021 | Common Stock | SSaleDisposed | −114 | $221.24 | −$25,221.36 | 4,061 | Direct | |
| Nov 26, 2021 | Common Stock | MOption exerciseAcquired | +1,377 | $5.95 | +$8,193.15 | 5,438 | Direct | |
| Nov 26, 2021 | Common Stock | DReturned to the companyDisposed | −38 | $217.97 | −$8,282.86 | 5,400 | Direct | |
| Nov 26, 2021 | Common Stock | FTax withholdingDisposed | −647 | $217.97 | −$141,026.59 | 4,753 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | MOption exerciseDisposed | −2,083 | $0.00 | $0 | 45,834 | Direct | |
| Nov 26, 2021 | Common Stock | MOption exerciseDisposed | −1,377 | $0.00 | $0 | 30,296 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.