Altos Hybrid 2, L.P.'s Form 4 filing
Roblox Corp (RBLX) · filed Nov 29, 2021
- Accession no.
- 0001209191-21-067052
- Filed
- Nov 29, 2021, 8:08 PM ET
- Trade date
- Nov 24-25, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market sales total $2.00M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Altos Hybrid 2, L.P.CIK 0001694364 | 10% Owner |
| Altos Roblox SPV 2, LLCCIK 0001747200 | 10% Owner |
| Altos Roblox SPV 1, LLCCIK 0001747201 | 10% Owner |
| Altos Ventures IV Reserve Fund, L.P.CIK 0001766268 | 10% Owner |
| Altos Ventures IV Liquidity Fund, L.P.CIK 0001766317 | 10% Owner |
| Altos Roblox SPV 2020, LLCCIK 0001803466 | 10% Owner |
| Altos Ventures IV, L.P.CIK 0001833040 | 10% Owner |
| Altos Hybrid 2 GP, LLCCIK 0001848631 | 10% Owner |
| Altos Management Partners IV, LLCCIK 0001848634 | 10% Owner |
| Altos Roblox 2020 Management Partners, LLCCIK 0001848636 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 24, 2021 | Class A Common Stock | SSaleDisposed | −16,000 | $125.07F1 | −$2,001,174.4 | 327,650 | Direct | |
| Nov 25, 2021 | Class A Common Stock | JOtherDisposed | −270 | $0.00 | $0 | 327,380 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherDisposed | −103,132 | $0.00 | $0 | 19,595,485 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherDisposed | −83,139 | $0.00 | $0 | 2,740,938 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherDisposed | −100,260 | $0.00 | $0 | 13,647,326 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherDisposed | −700,953 | $0.00 | $0 | 29,429,286 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherDisposed | −336 | $0.00 | $0 | 612,950 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherDisposed | −373,253 | $0.00 | $0 | 16,317,319 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherAcquired | +21,832 | $0.00 | $0 | 62,168 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherAcquired | +178,779 | $0.00 | $0 | 1,227,473 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherAcquired | +260,425 | $0.00 | $0 | 408,061 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherAcquired | +178,779 | $0.00 | $0 | 1,214,971 | Indirect | |
| Nov 25, 2021 | Class A Common Stock | JOtherAcquired | +260,425 | $0.00 | $0 | 408,061 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.06 to $125.20, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.