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Chevallard Daniel R.'s Form 4 filing

Viracta Therapeutics, Inc.VIRX · filed Nov 29, 2021

Accession no.
0001209191-21-067045
Filed
Nov 29, 2021, 7:48 PM ET
Trade date
Nov 25-29, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $36.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Chevallard Daniel R.CIK 0001706176Officer (CFO and COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 25, 2021Common StockMOption exerciseAcquired+13,777$0.00F1$080,537Direct
Nov 26, 2021Common StockSSaleDisposed−3,254$4.80F3−$15,621.1577,283Direct
Nov 29, 2021Common StockSSaleDisposed−4,325$4.82F4−$20,842.6172,958Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 25, 2021Common StockMOption exerciseDisposed−13,777$0.00$096,444Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average share price of an aggregate total of 3,254 shares sold in the price range of $4.7150 to $5.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average share price of an aggregate total of 4,325 shares sold in the price range of $4.62 to $5.34 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)