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Goldman Sachs & Co. LLC's Form 4 filing

ON24 Inc. (ONTF) · filed Nov 29, 2021

Accession no.
0001209191-21-067031
Filed
Nov 29, 2021, 6:24 PM ET
Trade date
Nov 24-26, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.25M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goldman Sachs & Co. LLCCIK 0000769993Other: See Remarks
Goldman Sachs Group IncCIK 0000886982Other: See Remarks
Special Situations Investing Group II, LLCCIK 0001786430Other: See Remarks
GSSG Holdings LLCCIK 0001825522Other: See Remarks

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 24, 2021Common StockSSaleDisposed−45,824$15.87F2−$727,126.073,726,781Indirect
Nov 26, 2021Common StockSSaleDisposed−32,759$15.94F5−$522,119.493,694,043Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.54 to $16.05, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (5) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.635 to $16.25, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

The Reporting Persons are filing this Form 4 out of abundance of caution on the basis that they may be deemed directors by deputization of Holger Staude, an employee of Goldman Sachs & Co. LLC who currently serves on the Issuer's board of directors. Mr. Staude disclaims beneficial ownership of any and all securities reported herein, and this report shall not be deemed an admission that Mr. Staude is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read the full filing on SEC EDGAR (opens in a new tab)