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Ehrlich Jason's Form 4 filing

Kodiak Sciences Inc. (KOD) · filed Nov 24, 2021

Accession no.
0001209191-21-066813
Filed
Nov 24, 2021
Trade date
Nov 22, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $689.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ehrlich JasonCIK 0001754049Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2021Common StockMOption exerciseAcquired+6,950$10.29+$71,515.558,491Direct
Nov 22, 2021Common StockSSaleDisposed−191$96.82−$18,492.6258,300Direct
Nov 22, 2021Common StockSSaleDisposed−3,701$98.63−$365,029.6354,599Direct
Nov 22, 2021Common StockSSaleDisposed−1,881$99.57−$187,291.1752,718Direct
Nov 22, 2021Common StockSSaleDisposed−1,071$100.44−$107,571.2451,647Direct
Nov 22, 2021Common StockSSaleDisposed−106$101.21−$10,728.2651,541Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 22, 2021Common StockMOption exerciseDisposed−6,950$0.00$0232,438Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)