Cureton Kevin's Form 4 filing
Solesence, Inc. (SLSN) · filed Nov 24, 2021
- Accession no.
- 0001209191-21-066811
- Filed
- Nov 24, 2021, 4:52 PM ET
- Trade date
- Nov 22-24, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $139.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cureton KevinCIK 0001563513 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | MOption exerciseAcquired | +11,668 | $0.415 | +$4,842.22 | 37,318 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −11,668 | $3.92 | −$45,743.23 | 25,650 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +12,332 | $0.415 | +$5,117.78 | 37,982 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseAcquired | +12,393 | $0.52 | +$6,444.36 | 50,375 | Direct | |
| Nov 24, 2021 | Common Stock | SSaleDisposed | −24,725 | $3.77 | −$93,213.25 | 25,650 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | MOption exerciseDisposed | −11,668 | $0.415 | −$4,842.22 | 0 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −36,332 | $0.415 | −$5,117.78 | 24,000 | Direct | |
| Nov 24, 2021 | Common Stock | MOption exerciseDisposed | −75,000 | $0.52 | −$6,444.36 | 62,607 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.