Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Nov 23, 2021
- Accession no.
- 0001209191-21-066632
- Filed
- Nov 23, 2021, 7:03 PM ET
- Trade date
- Nov 19-23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 3 derivative transactions. Open-market purchases total $75.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +10,100 | $7.50 | +$75,750 | 2,780,005 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock | XIn-the-money exerciseDisposed | −10,100 | $0.00 | $0 | 0 | Direct | |
| Nov 22, 2021 | Common Stock | SSaleDisposed | −56,800 | $90.22 | −$51,244.96 | 568 | Direct | |
| Nov 23, 2021 | Common Stock | SSaleDisposed | −18,700 | $95.00 | −$17,765 | 187 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.