Osmium Capital LP's Form 4 filing
Spark Networks SE (LOV) · filed Nov 23, 2021
- Accession no.
- 0001209191-21-066616
- Filed
- Nov 23, 2021, 6:31 PM ET
- Trade date
- Nov 19-23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market purchases total $4.16M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Osmium Capital LPCIK 0001192534 | 10% Owner |
| Osmium Partners, LLCCIK 0001316729 | 10% Owner |
| Osmium Spartan L PCIK 0001367480 | 10% Owner |
| Osmium Capital II, LPCIK 0001451006 | 10% Owner |
| Osmium Diamond, LPCIK 0001589408 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | American Depository Shares | PPurchaseAcquired | +730,656 | $2.50F2 | +$1,826,640 | 2,098,614 | Indirect | |
| Nov 22, 2021 | American Depository Shares | PPurchaseAcquired | +32,281 | $2.66F5 | +$85,867.46 | 2,130,895 | Indirect | |
| Nov 23, 2021 | American Depository Shares | PPurchaseAcquired | +99,716 | $2.69 | +$268,236.04 | 2,230,611 | Indirect | |
| Nov 19, 2021 | American Depository Shares | PPurchaseAcquired | +380,550 | $2.50F2 | +$951,375 | 909,869 | Indirect | |
| Nov 19, 2021 | American Depository Shares | PPurchaseAcquired | +167,442 | $2.50F2 | +$418,605 | 638,309 | Indirect | |
| Nov 19, 2021 | American Depository Shares | PPurchaseAcquired | +243,552 | $2.50F2 | +$608,880 | 1,249,888 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.50 - $2.55, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 4 transactions in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.63 - $2.72, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.