Stanford Frederick's Form 4 filing
i3 Verticals, Inc. (IIIV) · filed Nov 23, 2021
- Accession no.
- 0001209191-21-066452
- Filed
- Nov 23, 2021
- Trade date
- Nov 22, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $318.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stanford FrederickCIK 0001737443 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Class A common stock, par value $0.0001 per share | CConversionAcquired | +15,000 | – | – | 15,000 | Direct | |
| Nov 22, 2021 | Class A common stock, par value $0.0001 per share | SSaleDisposed | −14,036 | $21.14 | −$296,721.04 | 964 | Direct | |
| Nov 22, 2021 | Class A common stock, par value $0.0001 per share | SSaleDisposed | −964 | $22.25 | −$21,449 | 0 | Direct | |
| Nov 22, 2021 | Class B common stock, par value $0.0001 per share | JOtherDisposed | −15,000 | – | – | 117,577 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Class A common stock, par value $0.0001 per share | CConversionDisposed | −15,000 | – | – | 117,577 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.