Baker Paula's Form 4 filing
Leslie's, Inc. (LESL) · filed Nov 23, 2021
- Accession no.
- 0001209191-21-066432
- Filed
- Nov 23, 2021
- Trade date
- Nov 21-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $520.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker PaulaCIK 0001664854 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2021 | Common Stock, par value $0.001 per share | MOption exerciseAcquired | +70,505 | $0.00 | $0 | 221,676 | Direct | |
| Nov 22, 2021 | Common Stock, par value $0.001 per share | SSaleDisposed | −25,156 | $20.70 | −$520,729.2 | 196,520 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2021 | Common Stock | MOption exerciseDisposed | −70,505 | $0.00 | $0 | 141,012 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.