Godshall Douglas Evan's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Nov 22, 2021
- Accession no.
- 0001209191-21-066280
- Filed
- Nov 22, 2021
- Trade date
- Nov 18, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.33M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godshall Douglas EvanCIK 0001404227 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | MOption exerciseAcquired | +45,000 | $3.42 | +$153,900 | 181,856 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −1,700 | $204.55 | −$347,735 | 180,156 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −3,958 | $205.71 | −$814,200.18 | 176,198 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −14,827 | $206.59 | −$3,063,109.93 | 161,371 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −13,703 | $207.37 | −$2,841,591.11 | 147,668 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −6,232 | $208.55 | −$1,299,683.6 | 141,436 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −3,780 | $209.60 | −$792,288 | 137,656 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −300 | $210.14 | −$63,042 | 137,356 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −500 | $212.02 | −$106,010 | 136,856 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | MOption exerciseDisposed | −45,000 | $0.00 | $0 | 484,799 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.