Fisker Henrik's Form 4 filing
Fisker Inc. (FSR) · filed Nov 22, 2021
- Accession no.
- 0001209191-21-066191
- Filed
- Nov 22, 2021, 6:04 PM ET
- Trade date
- Nov 15-18, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.95M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fisker HenrikCIK 0001822756 | Director, Officer (President & CEO) |
| Gupta GeetaCIK 0001822757 | Director, Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Class A Common Stock | MOption exerciseAcquired | +488,800 | $0.06 | +$29,328 | 1,430,318 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −254,024 | $19.88 | −$5,049,666.89 | 1,176,294 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −177,108 | $20.59 | −$3,646,033.84 | 999,186 | Indirect | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −57,668 | $21.76 | −$1,254,953.72 | 941,518 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −488,800 | $0.00 | $0 | 6,910,971 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.