Pizzie Nick's Form 4 filing
Axsome Therapeutics, Inc. (AXSM) · filed Nov 22, 2021
- Accession no.
- 0001209191-21-066005
- Filed
- Nov 22, 2021
- Trade date
- Nov 18, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $33.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pizzie NickCIK 0001742143 | Officer (CHIEF FINANCIAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | PPurchaseAcquired | +527 | $35.50 | +$18,708.5 | 41,789 | Direct | |
| Nov 18, 2021 | Common Stock | PPurchaseAcquired | +141 | $35.43 | +$4,995.63 | 201 | Indirect | |
| Nov 18, 2021 | Common Stock | PPurchaseAcquired | +145 | $34.30 | +$4,973.5 | 145 | Indirect | |
| Nov 18, 2021 | Common Stock | PPurchaseAcquired | +142 | $35.20 | +$4,998.4 | 142 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.