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Hanson John T's Form 4 filing

Turtle Beach Corp (TBCH) · filed Nov 19, 2021

Accession no.
0001209191-21-065932
Filed
Nov 19, 2021
Trade date
Nov 17-19, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 7 derivative transactions. Open-market sales total $2.39M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hanson John TCIK 0001531225Officer (CFO, Treasurer and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2021Common StockMOption exerciseAcquired+1,146$16.52+$18,931.9220,653Direct
Nov 17, 2021Common StockMOption exerciseAcquired+10,000$12.10+$121,00030,653Direct
Nov 17, 2021Common StockSSaleDisposed−11,146$27.42−$305,623.3219,507Direct
Nov 18, 2021Common StockMOption exerciseAcquired+15,833$12.10+$191,579.335,340Direct
Nov 18, 2021Common StockMOption exerciseAcquired+21,770$5.95+$129,531.557,110Direct
Nov 18, 2021Common StockMOption exerciseAcquired+6,250$7.24+$45,25063,360Direct
Nov 18, 2021Common StockSSaleDisposed−43,853$27.45−$1,203,764.8519,507Direct
Nov 19, 2021Common StockMOption exerciseAcquired+8,630$4.64+$40,043.228,137Direct
Nov 19, 2021Common StockMOption exerciseAcquired+23,817$2.04+$48,586.6851,954Direct
Nov 19, 2021Common StockSSaleDisposed−31,783$27.25−$866,086.7520,171Direct
Nov 19, 2021Common StockSSaleDisposed−664$28.07−$18,638.4819,507Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 17, 2021Common StockMOption exerciseDisposed−1,146$0.00$00Direct
Nov 17, 2021Common StockMOption exerciseDisposed−10,000$0.00$030,000Direct
Nov 18, 2021Common StockMOption exerciseDisposed−15,833$0.00$014,167Direct
Nov 18, 2021Common StockMOption exerciseDisposed−21,770$0.00$033,230Direct
Nov 18, 2021Common StockMOption exerciseDisposed−6,250$0.00$00Direct
Nov 19, 2021Common StockMOption exerciseDisposed−8,630$0.00$00Direct
Nov 19, 2021Common StockMOption exerciseDisposed−23,817$0.00$02,696Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)