Tang Kevin C's Form 4 filing
Odonate Therapeutics, Inc. (ODT) · filed Nov 19, 2021
- Accession no.
- 0001209191-21-065826
- Filed
- Nov 19, 2021, 4:38 PM ET
- Trade date
- Nov 17-19, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $5.73M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tang Kevin CCIK 0001178579 | Director, Officer (Chief Executive Officer), 10% Owner |
| Hearne Michael SCIK 0001759910 | Officer (Chief Financial Officer) |
| Tang Capital Partners LPCIK 0001191935 | 10% Owner |
| Tang Capital Management LLCCIK 0001232621 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | SSaleDisposed | −468,849 | $2.66F1 | −$1,246,341.3 | 15,045,717 | Indirect | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −31,151 | $1.99F3 | −$62,118.21 | 15,014,566 | Indirect | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −500,000 | $2.02F4 | −$1,008,050 | 14,514,566 | Indirect | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −287,577 | $2.20F5 | −$632,238.03 | 14,226,989 | Indirect | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −212,423 | $1.97F6 | −$418,643.25 | 14,014,566 | Indirect | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −500,000 | $1.88F7 | −$940,600 | 13,514,566 | Indirect | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −381,842 | $1.89F8 | −$722,635.99 | 13,132,724 | Indirect | |
| Nov 19, 2021 | Common Stock | SSaleDisposed | −365,289 | $1.92F9 | −$699,930.25 | 12,767,435 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.01 to $3.01. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 3 through 9 herein.
Referenced by the price of 1 transaction in Table I.
- F3
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.005.
Referenced by the price of 1 transaction in Table I.
- F4
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.07.
Referenced by the price of 1 transaction in Table I.
- F5
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.33.
Referenced by the price of 1 transaction in Table I.
- F6
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.16.
Referenced by the price of 1 transaction in Table I.
- F7
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.99.
Referenced by the price of 1 transaction in Table I.
- F8
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.001.
Referenced by the price of 1 transaction in Table I.
- F9
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.985.
Referenced by the price of 1 transaction in Table I.