Darroch Ronnie's Form 4 filing
Plexus Corp (PLXS) · filed Nov 19, 2021
- Accession no.
- 0001209191-21-065790
- Filed
- Nov 19, 2021
- Trade date
- Nov 17-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $246.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Darroch RonnieCIK 0001600425 | Officer (Exec VP & Reg Pres-EMEA) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock, $.01 par value | MOption exerciseAcquired | +6,140 | –F1 | – | 11,196 | Direct | |
| Nov 17, 2021 | Common Stock, $.01 par value | FTax withholdingDisposed | −2,922 | $92.42 | −$270,051.24 | 8,274 | Direct | |
| Nov 18, 2021 | Common Stock, $.01 par value | SSaleDisposed | −2,674 | $91.98F2 | −$245,954.52 | 5,600 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Based on Company performance during the three-year performance period, 200% of the portion of the Performance Stock Units ("PSUs") granted in fiscal 2019 related to economic return goals vested. The three-year performance period for the portion of the PSUs that vests based on the relative total shareholder return ("TSR") of the Company's common stock as compared to companies in the Russell 3000 Index has yet to conclude. As previously disclosed, the reporting person has the opportunity to earn up to 200% of the number of PSUs originally reported.
Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.
- F2
This transaction was executed in multiple trades at prices ranging from $91.657 to $92.16 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.