Sepulveda Carlos M's Form 4 filing
Triumph Financial, Inc. (TFIN) · filed Nov 19, 2021
- Accession no.
- 0001209191-21-065771
- Filed
- Nov 19, 2021
- Trade date
- Sep 24-Nov 17, 2021
- Filing delay
- 56 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $1.97M. It was filed 56 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sepulveda Carlos MCIK 0001405703 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 24, 2021 | Common Stock | GGiftDisposed | −12,000 | $0.00 | $0 | 368,869 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −14,974 | $131.24F2 | −$1,965,187.76 | 353,895 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price in column 4 represents the weighted average sale price. Reporting person shall provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.