Dold Christopher's Form 4 filing
United Parks & Resorts Inc. (PRKS) · filed Nov 19, 2021
- Accession no.
- 0001209191-21-065697
- Filed
- Nov 19, 2021
- Trade date
- Nov 17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.67M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dold ChristopherCIK 0001671261 | Officer (Chief Zoological Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +5,459 | $18.96 | +$103,502.64 | 107,711 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +6,391 | $18.17 | +$116,124.47 | 114,102 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +5,480 | $14.17 | +$77,651.6 | 119,582 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +7,295 | $25.70 | +$187,481.5 | 126,877 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseAcquired | +1,837 | $27.21 | +$49,984.77 | 128,714 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −26,462 | $63.00 | −$1,667,106 | 102,252 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −5,459 | $0.00 | $0 | 0 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −6,391 | $0.00 | $0 | 0 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −5,480 | $0.00 | $0 | 0 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −7,295 | $0.00 | $0 | 3,648 | Direct | |
| Nov 17, 2021 | Common Stock | MOption exerciseDisposed | −1,837 | $0.00 | $0 | 3,675 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.