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O'Meara Maeve's Form 4 filing

Castlight Health, Inc. (CSLT) · filed Nov 18, 2021

Accession no.
0001209191-21-065650
Filed
Nov 18, 2021
Trade date
Nov 16-17, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $175.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
O'Meara MaeveCIK 0001742487Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 16, 2021Class B Common StockMOption exerciseAcquired+12,500$0.00$01,551,208Direct
Nov 16, 2021Class B Common StockMOption exerciseAcquired+12,500$0.00$01,563,708Direct
Nov 16, 2021Class B Common StockMOption exerciseAcquired+23,062$0.00$01,586,770Direct
Nov 16, 2021Class B Common StockMOption exerciseAcquired+43,103$0.00$01,629,873Direct
Nov 16, 2021Class B Common StockMOption exerciseAcquired+62,000$0.00$01,691,873Direct
Nov 16, 2021Class B Common StockMOption exerciseAcquired+33,125$0.00$01,724,998Direct
Nov 17, 2021Class B Common StockSSaleDisposed−99,009$1.77F2−$175,245.931,625,989Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 16, 2021Class B Common StockMOption exerciseDisposed−12,500$0.00$012,500Direct
Nov 16, 2021Class B Common StockMOption exerciseDisposed−12,500$0.00$025,000Direct
Nov 16, 2021Class B Common StockMOption exerciseDisposed−23,062$0.00$0115,313Direct
Nov 16, 2021Class B Common StockMOption exerciseDisposed−43,103$0.00$0301,725Direct
Nov 16, 2021Class B Common StockMOption exerciseDisposed−62,000$0.00$0558,000Direct
Nov 16, 2021Class B Common StockMOption exerciseDisposed−33,125$0.00$0430,625Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sales price per share. The shares sold at prices ranging from $1.755 to $1.83 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)