Schlosstein Ralph's Form 4 filing
Evercore Inc.EVR · filed Nov 18, 2021
- Accession no.
- 0001209191-21-065537
- Filed
- Nov 18, 2021
- Trade date
- Nov 16-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $12.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schlosstein RalphCIK 0001059227 | Director, Officer (Co-CEO/Co-Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Shares of Class A common stock, par value $0.01 per share | SSaleDisposed | −67,915 | $154.51F1 | −$10,493,546.65 | 361,003 | Direct | |
| Nov 17, 2021 | Shares of Class A common stock, par value $0.01 per share | SSaleDisposed | −15,129 | $153.52F2 | −$2,322,604.08 | 345,874 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $154.00 to $155.2325 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $153.04 to $154.31 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
Referenced by the price of 1 transaction in Table I.