Oplinger William F's Form 4 filing
Alcoa Corp (AA) · filed Nov 18, 2021
- Accession no.
- 0001209191-21-065483
- Filed
- Nov 18, 2021
- Trade date
- Nov 16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.05M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oplinger William FCIK 0001573449 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +22,466 | $15.10 | +$339,236.6 | 207,816 | Direct | |
| Nov 16, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +32,130 | $37.68 | +$1,210,658.4 | 239,946 | Direct | |
| Nov 16, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +19,613 | $27.96 | +$548,379.48 | 259,559 | Direct | |
| Nov 16, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −166,369 | $48.40 | −$8,052,259.6 | 93,190 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −22,466 | $0.00 | $0 | 0 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −32,130 | $0.00 | $0 | 0 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −19,613 | $0.00 | $0 | 9,807 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.