Pickles David Randall's Form 4 filing
Trade Desk, Inc. (TTD) · filed Nov 17, 2021
- Accession no.
- 0001209191-21-065309
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $10.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pickles David RandallCIK 0001671685 | Director, Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Class A Common Stock | FTax withholdingDisposed | −1,666 | $105.45 | −$175,679.7 | 498,115 | Direct | |
| Nov 15, 2021 | Class A Common Stock | FTax withholdingDisposed | −1,111 | $105.45 | −$117,154.95 | 497,004 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +52,500 | $4.80 | +$252,000 | 549,504 | Direct | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −52,500 | $110.00 | −$5,775,000 | 497,004 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +21,900 | $14.25 | +$312,075 | 518,904 | Direct | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −21,900 | $110.00 | −$2,409,000 | 497,004 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +12,350 | $26.33 | +$325,175.5 | 509,354 | Direct | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −12,350 | $110.00 | −$1,358,500 | 497,004 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +10,120 | $30.00 | +$303,600 | 507,124 | Direct | |
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −10,120 | $110.00 | −$1,113,200 | 497,004 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −52,500 | $0.00 | $0 | 17,620 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −21,900 | $0.00 | $0 | 51,250 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −12,350 | $0.00 | $0 | 53,500 | Direct | |
| Nov 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −10,120 | $0.00 | $0 | 64,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.