Fisher Brian J.'s Form 4 filing
Regional Management Corp. (RM) · filed Nov 17, 2021
- Accession no.
- 0001209191-21-065122
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $524.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fisher Brian J.CIK 0001567382 | Officer (EVP, Chief Strat/Dev Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | SSaleDisposed | −5,472 | $60.27F1 | −$329,797.44 | 37,539 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −2,348 | $61.26F2 | −$143,838.48 | 35,191 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −826 | $62.03F3 | −$51,236.78 | 34,365 | Direct | |
| Nov 16, 2021 | Common Stock | GGiftDisposed | −3,000 | $0.00 | $0 | 31,365 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.89 to $60.89, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.91 to $61.76, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.96 to $62.12, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
Referenced by the price of 1 transaction in Table I.