Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Nov 17, 2021
- Accession no.
- 0001209191-21-065038
- Filed
- Nov 17, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.47M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −250 | $641.69F1 | −$160,422.5 | 32,797.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −266 | $642.65F2 | −$170,944.9 | 32,531.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −816 | $643.63F3 | −$525,202.08 | 31,715.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −1,004 | $644.51F4 | −$647,088.04 | 30,711.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −380 | $645.50F5 | −$245,290 | 30,331.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −844 | $647.05F6 | −$546,110.2 | 29,487.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −552 | $647.65F7 | −$357,502.8 | 28,935.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −1,280 | $649.34F8 | −$831,155.2 | 27,655.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −1,894 | $650.30F9 | −$1,231,668.2 | 25,761.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −1,950 | $651.22F10 | −$1,269,879 | 23,811.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −942 | $652.27F11 | −$614,438.34 | 22,869.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −508 | $653.75F12 | −$332,105 | 22,361.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −511 | $654.81F13 | −$334,607.91 | 21,850.51 | Indirect | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −303 | $655.83F14 | −$198,716.49 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 126,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $641.03 - $642.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $642.08 - $643.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $643.09 - $644.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $644.10 - $645.065. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $645.10 - $645.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $646.57 - $647.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $647.57 - $647.955. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $648.75 - $649.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $649.80 - $650.795. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $650.80 - $651.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $651.945 - $652.595. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $653.145 - $654.075. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $654.17 - $655.11. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $655.41 - $656.34. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.