Tennenbaum Ross's Form 4 filing
Avalara, Inc. (AVLR) · filed Nov 16, 2021
- Accession no.
- 0001209191-21-064827
- Filed
- Nov 16, 2021
- Trade date
- Nov 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $141.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tennenbaum RossCIK 0001807571 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +250 | $55.10 | +$13,775 | 64,967 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseAcquired | +654 | $67.27 | +$43,994.58 | 65,621 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −904 | $156.73 | −$141,683.92 | 64,717 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −250 | $0.00 | $0 | 16,167 | Direct | |
| Nov 15, 2021 | Common Stock | MOption exerciseDisposed | −654 | $0.00 | $0 | 18,315 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.