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Page Lawrence's Form 4 filing

Alphabet Inc. (GOOG) · filed Nov 16, 2021

Accession no.
0001209191-21-064800
Filed
Nov 16, 2021
Trade date
Nov 15, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 27 non-derivative transactions and 1 derivative transaction. Open-market sales total $41.2M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Page LawrenceCIK 0001295231Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 15, 2021Class A Common StockCConversionAcquired+13,889$0.00$013,889Direct
Nov 15, 2021Class A Common StockSSaleDisposed−100$2,952.85−$295,28513,789Direct
Nov 15, 2021Class A Common StockSSaleDisposed−100$2,954.15−$295,41513,689Direct
Nov 15, 2021Class A Common StockSSaleDisposed−100$2,955.77−$295,57713,589Direct
Nov 15, 2021Class A Common StockSSaleDisposed−200$2,957.23F2−$591,44613,389Direct
Nov 15, 2021Class A Common StockSSaleDisposed−300$2,959.90F3−$887,97013,089Direct
Nov 15, 2021Class A Common StockSSaleDisposed−1,000$2,961.00F4−$2,961,00012,089Direct
Nov 15, 2021Class A Common StockSSaleDisposed−765$2,962.20F5−$2,266,08311,324Direct
Nov 15, 2021Class A Common StockSSaleDisposed−600$2,963.26F6−$1,777,95610,724Direct
Nov 15, 2021Class A Common StockSSaleDisposed−1,938$2,964.51F7−$5,745,220.388,786Direct
Nov 15, 2021Class A Common StockSSaleDisposed−1,739$2,965.57F8−$5,157,126.237,047Direct
Nov 15, 2021Class A Common StockSSaleDisposed−1,300$2,966.41F9−$3,856,3335,747Direct
Nov 15, 2021Class A Common StockSSaleDisposed−919$2,967.43F10−$2,727,068.174,828Direct
Nov 15, 2021Class A Common StockSSaleDisposed−770$2,968.43F11−$2,285,691.14,058Direct
Nov 15, 2021Class A Common StockSSaleDisposed−400$2,969.57F12−$1,187,8283,658Direct
Nov 15, 2021Class A Common StockSSaleDisposed−257$2,970.35F13−$763,379.953,401Direct
Nov 15, 2021Class A Common StockSSaleDisposed−601$2,971.68F14−$1,785,979.682,800Direct
Nov 15, 2021Class A Common StockSSaleDisposed−100$2,973.46−$297,3462,700Direct
Nov 15, 2021Class A Common StockSSaleDisposed−400$2,974.77F15−$1,189,9082,300Direct
Nov 15, 2021Class A Common StockSSaleDisposed−200$2,976.49F16−$595,2982,100Direct
Nov 15, 2021Class A Common StockSSaleDisposed−600$2,977.67F17−$1,786,6021,500Direct
Nov 15, 2021Class A Common StockSSaleDisposed−500$2,978.68F18−$1,489,3401,000Direct
Nov 15, 2021Class A Common StockSSaleDisposed−200$2,980.64F19−$596,128800Direct
Nov 15, 2021Class A Common StockSSaleDisposed−400$2,981.50F20−$1,192,600400Direct
Nov 15, 2021Class A Common StockSSaleDisposed−100$2,982.63−$298,263300Direct
Nov 15, 2021Class A Common StockSSaleDisposed−200$2,984.69F21−$596,938100Direct
Nov 15, 2021Class A Common StockSSaleDisposed−100$2,986.93−$298,6930Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 15, 2021Class A Common StockCConversionDisposed−13,889$0.00$019,674,780Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,957.15 to $2,958.14, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (21) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,959.60 to $2,960.59, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,960.60 to $2,961.59, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,961.67 to $2,962.66, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,962.84 to $2,963.83, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,964.01 to $2,965.00, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,965.02 to $2,966.01, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,966.11 to $2,967.10, inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,967.14 to $2,968.13, inclusive.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,968.15 to $2,966.14, inclusive.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,969.15 to $2,970.14, inclusive.

Referenced by the price of 1 transaction in Table I.

F13

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,970.26 to $2,971.25, inclusive.

Referenced by the price of 1 transaction in Table I.

F14

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,971.40 to $2,972.39, inclusive.

Referenced by the price of 1 transaction in Table I.

F15

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,974.75 to $2,975.74, inclusive.

Referenced by the price of 1 transaction in Table I.

F16

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,975.86 to $2,976.85, inclusive.

Referenced by the price of 1 transaction in Table I.

F17

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,977.28 to $2,978.27, inclusive.

Referenced by the price of 1 transaction in Table I.

F18

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,978.37 to $2,979.36, inclusive.

Referenced by the price of 1 transaction in Table I.

F19

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,980.23 to $2,981.22, inclusive.

Referenced by the price of 1 transaction in Table I.

F20

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,981.28 to $2,982.27, inclusive.

Referenced by the price of 1 transaction in Table I.

F21

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2,984.47 to $2,985.46, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

Related transactions effected by the Reporting Person on November 15, 2021 reported on additional Form 4s. All transactions were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)