Roberts Gregory N's Form 4 filing
Gold.com, Inc. (GOLD) · filed Nov 15, 2021
- Accession no.
- 0001209191-21-064619
- Filed
- Nov 15, 2021
- Trade date
- Nov 11, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.47M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts Gregory NCIK 0001108038 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +3,476 | $5.43 | +$18,874.68 | 13,776 | Direct | |
| Nov 11, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,476 | $70.41F1 | −$244,745.16 | 10,300 | Direct | |
| Nov 11, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +15,806 | $14.80 | +$233,928.8 | 26,106 | Direct | |
| Nov 11, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −15,806 | $72.06F2 | −$1,138,980.36 | 10,300 | Direct | |
| Nov 11, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +1,194 | $14.80 | +$17,671.2 | 11,494 | Direct | |
| Nov 11, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,194 | $73.05F3 | −$87,221.7 | 10,300 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −3,476 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −17,000 | $0.00 | $0 | 83,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $70.255 to not more than $70.855 The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $71.75 to not more than $72.71. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $72.865 to not more than $73.14. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
Referenced by the price of 1 transaction in Table I.