Baxter William T's Form 4 filing
Vizio Holding Corp. (VZIO) · filed Nov 15, 2021
- Accession no.
- 0001209191-21-064537
- Filed
- Nov 15, 2021
- Trade date
- Nov 11, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.10M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baxter William TCIK 0001137044 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Class A Common Stock | MOption exerciseAcquired | +15,000 | $2.00 | +$30,000 | 75,708 | Direct | |
| Nov 11, 2021 | Class A Common Stock | MOption exerciseAcquired | +227,250 | $2.89 | +$656,752.5 | 302,958 | Direct | |
| Nov 11, 2021 | Class A Common Stock | SSaleDisposed | −242,250 | $21.04F3 | −$5,096,940 | 60,708 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Class A Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 30,000 | Direct | |
| Nov 11, 2021 | Class A Common Stock | MOption exerciseDisposed | −227,250 | $0.00 | $0 | 454,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $21.00 to $21.23. The price reported above reflects the weighted average price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.