Battery Ventures XI-B Side Fund, L.P.'s Form 4 filing
Amplitude, Inc. (AMPL) · filed Nov 15, 2021
- Accession no.
- 0001209191-21-064533
- Filed
- Nov 15, 2021, 5:47 PM ET
- Trade date
- Nov 11-12, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions. Open-market sales total $2.52M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Battery Ventures XI-B Side Fund, L.P.CIK 0001665599 | 10% Owner |
| Battery Ventures XI-A Side Fund, L.P.CIK 0001665600 | 10% Owner |
| Battery Ventures XI-B, L.P.CIK 0001665601 | 10% Owner |
| Battery Investment Partners XI, LLCCIK 0001665602 | 10% Owner |
| Battery Ventures XI-A, L.P.CIK 0001665603 | 10% Owner |
| Battery Partners XI Side Fund, LLCCIK 0001869817 | 10% Owner |
| Battery Partners XI, LLCCIK 0001870316 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Class A Common Stock | JOtherDisposed | −27,000 | $0.00 | $0 | 46,373 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherDisposed | −582,572 | $0.00 | $0 | 1,000,604 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherDisposed | −605,256 | $0.00 | $0 | 1,039,566 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherDisposed | −153,928 | $0.00 | $0 | 264,382 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherDisposed | −131,244 | $0.00 | $0 | 225,420 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherAcquired | +151,049 | $0.00 | $0 | 151,049 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherDisposed | −151,049 | $0.00 | $0 | 0 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherAcquired | +151,049 | $0.00 | $0 | 151,049 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherDisposed | −151,049 | $0.00 | $0 | 0 | Indirect | |
| Nov 11, 2021 | Class A Common Stock | JOtherAcquired | +25,546 | $0.00 | $0 | 25,546 | Direct | |
| Nov 11, 2021 | Class A Common Stock | JOtherAcquired | +8,742 | $0.00 | $0 | 8,742 | Indirect | |
| Nov 12, 2021 | Class A Common Stock | SSaleDisposed | −25,546 | $73.35F20 | −$1,873,799.1 | 0 | Direct | |
| Nov 12, 2021 | Class A Common Stock | SSaleDisposed | −8,742 | $73.35F20 | −$641,225.7 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F20
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.31 to $73.36 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
Remarks
1 of 2: The number of joint filers exceeds the EDGAR maximum of 10 joint filers per Form. This Form 4 is being filed in conjunction with a Form 4 being filed by Battery Management Corp. and other filing persons.