Salinas Jerry's Form 4 filing
Cullen/Frost Bankers, Inc. (CFR) · filed Nov 15, 2021
- Accession no.
- 0001209191-21-064513
- Filed
- Nov 15, 2021
- Trade date
- Nov 10, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.93M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Salinas JerryCIK 0001632462 | Officer (GEVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +9,240 | $71.39 | +$659,643.6 | 34,280 | Direct | |
| Nov 10, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +12,000 | $78.92 | +$947,040 | 46,280 | Direct | |
| Nov 10, 2021 | Common Stock, $0.01 par value | MOption exerciseAcquired | +15,340 | $65.11 | +$998,787.4 | 61,620 | Direct | |
| Nov 10, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −20,051 | $134.45 | −$2,695,856.95 | 41,569 | Direct | |
| Nov 10, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −15,978 | $135.37 | −$2,162,941.86 | 25,591 | Direct | |
| Nov 10, 2021 | Common Stock, $0.01 par value | SSaleDisposed | −551 | $136.15 | −$75,018.65 | 25,040 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −9,240 | $0.00 | $0 | 0 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 0 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −15,340 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.