Wehrly Mark C's Form 4 filing
Playa Hotels & Resorts N.V. (PLYA) · filed Nov 15, 2021
- Accession no.
- 0001209191-21-064383
- Filed
- Nov 15, 2021, 9:14 AM ET
- Trade date
- Nov 12, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $67.8M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wehrly Mark CCIK 0001245635 | Other: See Remarks |
| Spokes Andrew J MCIK 0001372968 | Other: See Remarks |
| Giauque NicolasCIK 0001372970 | Other: See Remarks. |
| Warren John R.CIK 0001509711 | Other: See Remarks |
| Cabana Investors B.V.CIK 0001686539 | Other: See Remarks |
| Playa Four Pack, L.L.C.CIK 0001686547 | Other: See Remarks |
| Seybold WilliamCIK 0001693980 | Other: See Remarks |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Ordinary Shares, par value Euro 0.10 per share | SSaleDisposed | −7,937,523 | $8.12 | −$64,452,686.76 | 0 | Direct | Duplicate filing |
| Nov 12, 2021 | Ordinary Shares, par value Euro 0.10 per share | SSaleDisposed | −415,030 | $8.12 | −$3,370,043.6 | 0 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Pursuant to the Shareholder Agreement, dated as of March 10, 2017, among the Issuer, the Farallon SPVs and the other parties thereto, the Farallon SPVs designated Mr. Richard B. Fried for election to the Issuer's board of directors, as result of which each of the Farallon SPVs heretofore may have been deemed a "director-by-deputization" of the Issuer. On November 12, 2021, the Farallon SPVs sold an aggregate of 8,352,553 ordinary shares of the Issuer, constituting all of the ordinary shares held by the Farallon SPVs. As a result, as of such date, (i) such Shareholder Agreement terminated with respect to the Farallon SPVs and (ii) the Farallon SPVs no longer may be deemed to have director-by-deputization status with respect to the Issuer.