Wang Yueou's Form 4 filing
Grid Dynamics Holdings, Inc. (GDYN) · filed Nov 12, 2021
- Accession no.
- 0001209191-21-064353
- Filed
- Nov 12, 2021
- Trade date
- Nov 9-11, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $744.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wang YueouCIK 0001805701 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $3.54 | +$35,400 | 26,534 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −10,000 | $36.66F1 | −$366,600 | 16,534 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $3.54 | +$35,400 | 26,534 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −10,000 | $37.82F2 | −$378,200 | 16,534 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 61,553 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 51,553 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $36.50 to $36.85. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $37.50 to $38.25. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.