McFarlane Scott M's Form 4 filing
Avalara, Inc. (AVLR) · filed Nov 12, 2021
- Accession no.
- 0001209191-21-064269
- Filed
- Nov 12, 2021
- Trade date
- Nov 10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.80M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McFarlane Scott MCIK 0001741458 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +30,000 | $13.84 | +$415,200 | 609,470 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −2,465 | $156.81 | −$386,536.65 | 607,005 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −1,290 | $158.35 | −$204,271.5 | 605,715 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −12,204 | $159.63 | −$1,948,124.52 | 593,511 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −11,245 | $160.76 | −$1,807,746.2 | 582,266 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −2,796 | $161.51 | −$451,581.96 | 579,470 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 30,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.