Glenn Gregory M's Form 4 filing
Novavax Inc (NVAX) · filed Nov 12, 2021
- Accession no.
- 0001209191-21-064260
- Filed
- Nov 12, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.38M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glenn Gregory MCIK 0001342823 | Officer (President, R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +8,250 | $19.08 | +$157,410 | 12,311 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −400 | $164.23 | −$65,692 | 11,911 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −1,400 | $165.72 | −$232,008 | 10,511 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −1,800 | $166.55 | −$299,790 | 8,711 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −2,000 | $167.76 | −$335,520 | 6,711 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −672 | $168.46 | −$113,205.12 | 6,039 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −1,478 | $169.54 | −$250,580.12 | 4,561 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −400 | $170.55 | −$68,220 | 4,161 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −100 | $171.48 | −$17,148 | 4,061 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −8,250 | $0.00 | $0 | 115,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.