Syrvalin Kristine C's Form 4 filing
Metallus Inc. (MTUS) · filed Nov 12, 2021
- Accession no.
- 0001209191-21-064254
- Filed
- Nov 12, 2021
- Trade date
- Nov 11, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $109.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Syrvalin Kristine CCIK 0001232579 | Officer (EVP General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Shares | MOption exerciseAcquired | +3,360 | $7.46 | +$25,065.6 | 49,835 | Direct | |
| Nov 11, 2021 | Common Shares | MOption exerciseAcquired | +3,670 | $5.26 | +$19,304.2 | 53,505 | Direct | |
| Nov 11, 2021 | Common Shares | SSaleDisposed | −7,030 | $15.51F1 | −$109,035.3 | 46,475 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Shares | MOption exerciseDisposed | −3,360 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2021 | Common Shares | MOption exerciseDisposed | −3,670 | $0.00 | $0 | 11,010 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported is the weighted average sale price for shares sold by the reporting owner on November 11, 2021. Shares were sold at a variety of prices ranging from $15.48 to $15.53.
Referenced by the price of 1 transaction in Table I.