Berding John B's Form 4 filing
American Financial Group Inc (AFG) · filed Nov 12, 2021
- Accession no.
- 0001209191-21-064040
- Filed
- Nov 12, 2021
- Trade date
- Nov 9-10, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.32M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berding John BCIK 0001196316 | Director, Officer (President of Subsidiary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +1,758 | $56.85 | +$99,942.3 | 37,410 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +15,957 | $42.44 | +$677,215.08 | 53,367 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −15,957 | $145.51 | −$2,321,903.07 | 37,410 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −1,758 | $0.00 | $0 | 0 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −15,957 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.