Ellison Seth M.'s Form 4 filing
Levi Strauss & Co (LEVI) · filed Nov 10, 2021
- Accession no.
- 0001209191-21-064013
- Filed
- Nov 10, 2021
- Trade date
- Nov 8-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 10 derivative transactions. Open-market sales total $794.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellison Seth M.CIK 0001768700 | Officer (EVP & Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Class A Common Stock | DReturned to the companyDisposed | −12,099 | $27.00 | −$326,673 | 41,596 | Direct | |
| Nov 9, 2021 | Class A Common Stock | CConversionAcquired | +27,783 | $0.00 | $0 | 69,379 | Direct | |
| Nov 9, 2021 | Class A Common Stock | SSaleDisposed | −29,390 | $27.02 | −$794,117.8 | 39,989 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Class B Common Stock | MOption exerciseDisposed | −19,961 | $0.00 | $0 | 35,254 | Direct | |
| Nov 8, 2021 | Class A Common Stock | MOption exerciseAcquired | +19,961 | $6.90 | +$137,730.9 | 19,961 | Direct | |
| Nov 8, 2021 | Class A Common Stock | DReturned to the companyDisposed | −12,948 | $27.00 | −$349,596 | 7,013 | Direct | |
| Nov 8, 2021 | Class B Common Stock | MOption exerciseDisposed | −43,035 | $0.00 | $0 | 28,690 | Direct | |
| Nov 8, 2021 | Class A Common Stock | MOption exerciseAcquired | +43,035 | $9.60 | +$413,136 | 50,048 | Direct | |
| Nov 8, 2021 | Class A Common Stock | DReturned to the companyDisposed | −29,951 | $27.00 | −$808,677 | 20,097 | Direct | |
| Nov 8, 2021 | Class B Common Stock | MOption exerciseDisposed | −36,340 | $0.00 | $0 | 36,330 | Direct | |
| Nov 8, 2021 | Class A Common Stock | MOption exerciseAcquired | +36,340 | $14.88 | +$540,739.2 | 56,437 | Direct | |
| Nov 8, 2021 | Class A Common Stock | DReturned to the companyDisposed | −28,654 | $27.00 | −$773,658 | 27,783 | Direct | |
| Nov 9, 2021 | Class A Common Stock | CConversionDisposed | −27,783 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.