Frankel Michael S.'s Form 4 filing
Rexford Industrial Realty, Inc. (REXR) · filed Nov 10, 2021
- Accession no.
- 0001209191-21-064011
- Filed
- Nov 10, 2021
- Trade date
- Nov 9-10, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.01M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frankel Michael S.CIK 0001581342 | Director, Officer (Co-CEO, Co-President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock, par value $0.01 | CConversionAcquired | +115,000 | $0.00 | $0 | 115,000 | Direct | |
| Nov 10, 2021 | Common Stock, par value $0.01 | SSaleDisposed | −115,000 | $69.66 | −$8,010,900 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock, par value $0.01 | MOption exerciseDisposed | −61,065 | $0.00 | $0 | 312,434 | Direct | |
| Nov 9, 2021 | Common Stock, par value $0.01 | MOption exerciseAcquired | +61,065 | $0.00 | $0 | 115,000 | Direct | |
| Nov 9, 2021 | Common Stock, par value $0.01 | CConversionDisposed | −115,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.