Watts Claudius E. IV's Form 4 filing
Vistance Networks, Inc.VISN · filed Nov 10, 2021
- Accession no.
- 0001209191-21-064006
- Filed
- Nov 10, 2021
- Trade date
- Nov 8-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $636.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Watts Claudius E. IVCIK 0001408738 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | PPurchaseAcquired | +30,000 | $9.96F1 | +$298,800 | 340,677 | Direct | |
| Nov 9, 2021 | Common Stock | PPurchaseAcquired | +15,000 | $9.77F3 | +$146,550 | 355,677 | Direct | |
| Nov 10, 2021 | Common Stock | PPurchaseAcquired | +20,000 | $9.55F4 | +$191,000 | 375,677 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.73 to $10.10. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
Referenced by the price of 1 transaction in Table I.
- F3
The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.65 to $9.90. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
Referenced by the price of 1 transaction in Table I.
- F4
The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.39 to $9.75. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
Referenced by the price of 1 transaction in Table I.