Rosenthal Arnon's Form 4 filing
Alector, Inc. (ALEC) · filed Nov 10, 2021
- Accession no.
- 0001209191-21-063971
- Filed
- Nov 10, 2021
- Trade date
- Nov 8-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $5.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenthal ArnonCIK 0001757770 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | SSaleDisposed | −55,000 | $25.00 | −$1,375,000 | 2,137,875 | Indirect | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −15,000 | $25.00 | −$375,000 | 667,500 | Indirect | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −15,000 | $25.00 | −$375,000 | 667,500 | Indirect | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −15,000 | $25.00 | −$375,000 | 667,500 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −55,000 | $25.00 | −$1,375,000 | 2,082,875 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −15,000 | $25.00 | −$375,000 | 652,500 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −15,000 | $25.00 | −$375,000 | 652,500 | Indirect | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −15,000 | $25.00 | −$375,000 | 652,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.