Fowden Jeremy S G's Form 4 filing
Primo Water Corp (PRMW) · filed Nov 10, 2021
- Accession no.
- 0001209191-21-063878
- Filed
- Nov 10, 2021
- Trade date
- Nov 8-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.15M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fowden Jeremy S GCIK 0001287961 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Shares | MOption exerciseAcquired | +166,463 | $9.29 | +$1,546,441.27 | 1,525,753 | Direct | |
| Nov 8, 2021 | Common Shares | SSaleDisposed | −104,691 | $18.91F1 | −$1,979,706.81 | 1,421,062 | Direct | |
| Nov 9, 2021 | Common Shares | SSaleDisposed | −61,772 | $18.93F2 | −$1,169,343.96 | 1,359,290 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Shares | MOption exerciseDisposed | −166,463 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price in column 4 reflects the weighted average price of 104,691 common shares sold in multiple transactions on November 8, 2021 with sale prices ranging from $18.68 to $19.14 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
The price in column 4 reflects the weighted average price of 61,772 common shares sold in multiple transactions on November 9, 2021 with sale prices ranging from $18.79 to $19.09 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.