Chadwick Jonathan's Form 4 filing
Confluent, Inc. (CFLT) · filed Nov 9, 2021
- Accession no.
- 0001209191-21-063770
- Filed
- Nov 9, 2021
- Trade date
- Nov 8, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.46M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chadwick JonathanCIK 0001375800 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Class A Common Stock | CConversionAcquired | +16,625 | – | – | 16,625 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −200 | $84.97 | −$16,994 | 16,425 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −1,900 | $86.29 | −$163,951 | 14,525 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −3,379 | $87.36 | −$295,189.44 | 11,146 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −9,146 | $88.14 | −$806,128.44 | 2,000 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −1,000 | $89.25 | −$89,250 | 1,000 | Direct | |
| Nov 8, 2021 | Class A Common Stock | SSaleDisposed | −1,000 | $90.16 | −$90,160 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Class A Common Stock | CConversionDisposed | −16,625 | $0.00 | $0 | 648,375 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.